Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
MARWOOD GROUP
000117015
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$588,208.00
Yes
FINDERS FEES WERE PAID BY THE MANAGING MEMBER OUT OF INVESTMENT AGREEMENT FEES IT RECEIVED FROM CERTAIN CLIENTS. MANAGING MEMBER NO LONGER HAS ANY OBLIGATIONS TO PAY FINDERS FEES. ITS AGREEMENT WITH MARWOOD GROUP WAS TERMINATED IN 2013.