Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
SAXONY SECURITIES, INC.
000115547
NONE
NONE
SAXONY SECURITIES, INC.
000115547
NONE
NONE
SAXONY SECURITIES, INC.
000115547
SAXONY SECURITIES, INC.
000115547
BRADFORD LEE WATT
002565438
SAXONY SECURITIES, INC.
000115547
GENE ALVIN BREHM
002815437
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$2,806,502.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE ENTITLED TO RECEIVE COMPENSATION EQUAL TO A % OF THE MANAGEMENT FEE, FIXED FEE AND/OR INCENTIVE ALLOCATIONS PAID TO THE MANAGER (OR AFFILIATES) ATTRIBUTABLE TO THE INVESTORS IT REFERRED TO THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE ENTITLED TO BE PAID AN AMOUNT EQUAL TO A % OF THE MANAGEMENT FEE, FIXED FEE AND/OR INCENTIVE ALLOCATIONS PAID TO THE MANAGER AND GENERAL PARTNER (OR AFFILIATES) ATTRIBUTABLE TO THE INVESTORS IT REFERRED TO THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE ENTITILED TO RECEIVE COMPENSATION EQUAL TO A % OF THE MANAGEMENT FEE, FIXED FEE AND/OR INCENTIVE ALLOCATIONS PAID TO THE MANAGER (OR AFFILIATES) ATTRIBUTABLE TO THE INVESTORS IT REFERRED TO THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$1,861,603.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE ENTITLED TO BE PAID AN AMOUNT EQUAL TO A % OF THE MANAGEMENT FEE, FIXED FEE AND/OR INCENTIVE ALLOCATIONS PAID TO THE MANAGER AND GENERAL PARTNER (OR AFFILIATES) ATTRIBUTABLE TO THE INVESTORS IT REFERRED TO THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE ENTITLED TO RECEIVE COMPENSATION EQUAL TO A % OF THE MANAGEMENT FEE, FIXED FEE AND/OR INCENTIVE ALLOCATIONS PAID TO THE MANAGER (OR AFFILIATES) ATTRIBUTABLE TO THE INVESTORS IT REFERRED TO THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE ENTITILED TO RECEIVE COMPENSATION EQUAL TO A % OF THE MANAGEMENT FEE, FIXED FEE AND/OR INCENTIVE ALLOCATIONS PAID TO THE MANAGER (OR AFFILIATES) ATTRIBUTABLE TO THE INVESTORS IT REFERRED TO THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
