Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
GREAT POINT CAPITAL LLC
000114203
GREAT POINT CAPITAL LLC
000114203
REED HAIMSON
005533993
GREAT POINT CAPITAL LLC
000114203
KARL WOLFGANG SUESS
005258922
NONE
NONE
GREAT POINT CAPITAL LLC
000114203
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$836,198.00
No
$0.00
No
D/A
$225,811.00
Yes
$0.00
No
D/A
$1,005,829.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
D/A
$2,806,502.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$0.00
No
$0.00
No
CLEARVIEW TRADING ADVISORS, INC. ("CLEARVIEW") WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE TOTAL TRANSACTION AMOUNT. CLEARVIEW WILL ALSO RECEIVE A $5,000.00 PER MONTH ADVISORY FEE RELATED TO THIS OFFERING.
D/A
$1,861,603.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$2,100,000.00
Yes
$0.00
No
AMOUNT INCLUDES A MAXIMUM OF $1,470,000 IN SALES COMMISSION AND $630,000 IN PLACEMENT FEES.
D/A
$825,029.00
No
$0.00
No
D/A
$777,208.00
No
$0.00
No