Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
HARRIS WILLIAMS, LLC
000113930
NONE
NONE
HARRIS WILLIAMS
000113930
NONE
NONE
HARRIS WILLIAMS LLC
000113930
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$1,005,235.00
No
$0.00
No
D/A
$0.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER.
D/A
$0.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER.
D/A
$13,000,000.00
Yes
$0.00
No
THE AMOUNT OF THE SALES COMMISSION IS ESTIMATED FOR THE ISSUER ASSUMING THE FULL OFFERING IS SOLD.
D/A
$13,000,000.00
Yes
$0.00
No
THE AMOUNT OF THE SALES COMMISSION IS ESTIMATED FOR THE ISSUER ASSUMING THE FULL OFFERING IS SOLD.