Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

H + L EQUITIES, LLC
000113794
CHARLES B. HARRISON
003071551
H + L EQUITIES, LLC
000113794
SCOTT HARRISON
004981070
H + L EQUITIES, LLC
000113794
PATRICK J. WHELCHEL
005389090
H + L EQUITIES, LLC
000113794
LORI MAYFIELD
004899271
NONE
NONE
H + L EQUITIES, LLC
000113794
H + L EQUITIES, LLC
000113794
CHARLES B. HARRISON
003071551
H + L EQUITIES, LLC
000113794
SCOTT HARRISON
004981070
H + L EQUITIES, LLC
000113794
PATRICK J. WHELCHEL
005389090
H + L EQUITIES, LLC
000113794
LORI MAYFIELD
004899271
NONE
NONE
H + L EQUITIES, LLC
000113794
H + L EQUITIES, LLC
000113794
CHARLES HARRISON
003071551
H + L EQUITIES, LLC
000113794
LORI MAYFIELD
004899271
H + L EQUITIES, LLC
000113794
PATRICK WHELCHEL
005389090
H + L EQUITIES, LLC
000113794
SCOTT HARRISON
004981070
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-01-23
D
$6,250.00
No
$0.00
No
2026-01-23
D
$6,250.00
No
$0.00
No
2026-01-23
D/A
$6,250.00
No
$0.00
No
5% OF TOTAL CAPITAL RAISED
2025-01-31
D
$20,000.00
No
$0.00
No
2024-12-12
D
$6,250.00
Yes
$0.00
No
5% OF TOTAL CAPITAL RAISED.
2024-10-29
D
$12,500.00
No
$0.00
No
2024-09-19
D/A
$6,250.00
Yes
$0.00
Yes
THE SALES COMMISSION PAYABLE TO H + L EQUITIES, LLC IS 5% OF THE TOTAL CAPITAL RAISED.