Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
MORGAN STANLEY SMITH BARNEY LLC
000111937
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$6,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTERESTS IN THE ISSUER AND/OR CERTAIN RELATED ENTITIES SUBJECT TO FUTURE CONTINGENCIES.
D/A
$6,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTERESTS IN THE ISSUER AND/OR CERTAIN RELATED ENTITIES SUBJECT TO FUTURE CONTINGENCIES.
D/A
$0.00
No
$0.00
No
D/A
$6,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTERESTS IN THE ISSUER AND/OR CERTAIN RELATED ENTITIES SUBJECT TO FUTURE CONTINGENCIES.
D/A
$6,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTERESTS IN THE ISSUER AND/OR CERTAIN RELATED ENTITIES SUBJECT TO FUTURE CONTINGENCIES.