Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
INTE SECURITIES LLC
000047107
ALPINE CAPITAL ADVISORS
NONE
INTE SECURITIES LLC
000047107
TRUMP SECURITIES LLC
000047107
N/A
NONE
FREDRIC MICHAEL OBSBAUM
001160811
INTE SECURITIES LLC
000047107
NONE
NONE
INTE SECURITIES LLC
000047107
INTE SECURITIES LLC
000047107
NONE
NONE
INTE SECURITIES LLC
000047107
NONE
NONE
NONE
NONE
INTE SECURITIES, LLC
000047107
TRUMP SECURITIES LLC
000047107
N/A
NONE
INTE SECURITIES LLC
000047107
THE DISTINCTION GROUP, LLC
NONE
INTE SECURITIES LLC
000047107
NONE
NONE
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$6,195,050.00
Yes
INCLUDES AMOUNTS PAID THROUGH MARCH 1, 2026. FEE IS GENERALLY 20% OF AMOUNTS COLLECTED FROM LIMITED PARTNERS BROUGHT IN BY FINDERS LISTED IN ITEM 12.
D/A
$221,827.00
Yes
$0.00
Yes
RECIPIENTS 1, 2, 3 AND 4 ARE PAID A PERCENTAGE OF THE INVESTMENT MANAGER-S MANAGEMENT AND PERFORMANCE FEES. RECIPIENTS NOTED ABOVE ARE THE ONLY ITEM 12 RECIPIENTS CURRENTLY ENGAGED BY OHPC LP.
D/A
$146,302.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 AND 4 LISTED IN ITEM 12.
D/A
$51,796.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 AND 4 LISTED IN ITEM 12.
D/A
$0.00
Yes
$0.00
Yes
RECIPIENT 1 LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
RECIPIENT 1 LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
THE AGREEMENT WITH INTE SECURITIES LLC WAS TERMINATED ON JUNE 27, 2023.
D
$375,000.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$913.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
ISSUER NO LONGER HAS A RELATIONSHIP WITH RECIPIENT 2. ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE IM OR ITS AFFILIATE FROM THE ASSETS UNDER MANAGEMENT/INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
ISSUER NO LONGER HAS A RELATIONSHIP WITH RECIPIENT 2. ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE IM OR ITS AFFILIATE FROM THE ASSETS UNDER MANAGEMENT/INCENTIVE ALLOCATION.
D/A
$113,962.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 LISTED IN ITEM 12.
D/A
$41,625.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 LISTED IN ITEM 12.
D/A
$8,515.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$36,033.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$49,228.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$32,627.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 LISTED IN ITEM 12.
D/A
$83,998.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 LISTED IN ITEM 12.
D/A
$579,709.00
Yes
$225,400.00
Yes
RECIPIENTS 1 AND 2 LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO SALES COMMISION PAID TO DATE TO RECIPIENT TWO.
D/A
$725,210.00
Yes
$225,400.00
Yes
RECIPIENTS 1 AND 2 LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO SALES COMMISSIONS PAID TO DATE TO RECIPIENT TWO.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT.
D/A
$300,000.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$24,174.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 LISTED IN ITEM 12.
D/A
$59,040.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 LISTED IN ITEM 12.
D/A
$0.00
Yes
$5,652,944.00
Yes
INCLUDES AMOUNTS PAID THROUGH MAY 1, 2025. FEE IS GENERALLY 20% OF AMOUNTS COLLECTED FROM LIMITED PARTNERS BROUGHT IN BY FINDERS LISTED IN ITEM 12.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
THE AGREEMENT WITH INTE SECURITIES LLC WAS TERMINATED ON JUNE 27, 2023.
D/A
$167,500.00
Yes
$0.00
Yes
FINALIS AND INTE RECEIVE A RETAINER FEE, AND A FEE EQUAL TO A PERCENTAGE OF CERTAIN ASSETS UNDER MANAGEMENT. CRITEO RECEIVES THE GREATER OF: (I) THE FIRST YEAR MGMT FEE PAID BY CERTAIN CLIENTS; AND (II) A PERCENTAGE OF CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$167,500.00
Yes
$0.00
Yes
FINALIS AND INTE RECEIVE A RETAINER FEE, AND A FEE EQUAL TO A PERCENTAGE OF CERTAIN ASSETS UNDER MANAGEMENT. CRITEO RECEIVES THE GREATER OF: (I) THE FIRST YEAR MGMT FEE PAID BY CERTAIN CLIENTS; AND (II) A PERCENTAGE OF CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$913.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT.
D/A
$10,000.00
No
$0.00
No
THE FUND PAYS COMMISSIONS BASED ON A PERCENTAGE OF THE CAPITAL COMMITMENTS OF THE INVESTORS SOLICITED BY THE ENTITY IDENTIFIED IN ITEM 12.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$8,472.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$35,862.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$48,828.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$579,709.00
Yes
$225,400.00
Yes
RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO SALES COMMISION PAID TO DATE TO RECIPIENT TWO.
D/A
$725,210.00
Yes
$225,400.00
Yes
RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO SALES COMMISSIONS PAID TO DATE TO RECIPIENT TWO.
D/A
$7,999.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. TO DATE, NO PAYMENTS HAVE BEEN MADE TO ANY RECIPIENT LISTED IN ITEM 12.
D/A
$0.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. TO DATE, NO PAYMENTS HAVE BEEN MADE TO ANY RECIPIENT LISTED IN ITEM 12.
D/A
$0.00
Yes
$5,086,001.00
Yes
INCLUDES AMOUNTS PAID THROUGH MAY 1, 2024. FEE IS GENERALLY 20% OF AMOUNTS COLLECTED FROM LIMITED PARTNERS BROUGHT IN BY FINDERS LISTED IN ITEM 12.
