Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
MARCO POLO SECURITIES INC.
000046561
MARCO POLO SECURITIES INC.
000046561
RED CLOUD SECURITIES INC.
NONE
MARCO POLO SECURITIES LLC
000046561
RED CLOUD SECURITIES INC.
NONE
MARCO POLO SECURITIES INC.
000046561
RED CLOUD SECURITIES INC.
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$48,323.00
Yes
$0.00
No
CAD$1.3699=USD$1.00.
D
$62,568.00
No
$0.00
No
RED CLOUD SECURITIES INC. DID NOT SOLICIT ANY SALES IN THE US
D
$35,465.00
No
$0.00
No
NON-CASH COMPENSATION INCLUDED 122,124 COMPENSATION WARRANTS. EACH COMPENSATION WARRANT ENTITLES THE HOLDER TO ACQUIRE ONE COMMON SHARE OF THE ISSUER AT AN EXERCISE PRICE OF C$0.40 FOR 36 MONTHS.
D/A
$0.00
No
$0.00
No