Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
FLORIDA ATLANTIC SECURITIES CORP.
000043272
NONE
NONE
FLORIDA ATLANTIC SECURITIES CORP.
000043272
NONE
NONE
FLORIDA ATLANTIC SECURITIES CORPORATION
000043272
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$1,645,132.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF (I) THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND (II) THE INCENTIVE ALLOCATION ALLOCABLE TO ITS AFFILIATE.
D/A
$70,000.00
Yes
$0.00
Yes
THE ISSUER-S MANAGER PAID A $45,000 MONTHLY FEE TO PINEBRIDGE LLC TO MARKET SEVERAL OF THE MANAGER-S PRODUCTS. FLORIDA ATLANTIC SECURITIES CORP. HAD AN AGREEMENT WITH THE MANAGER + RECEIVED A FEE OF 1% OF CAPITAL COMMITMENTS REFERRED BY IT.
D/A
$690,784.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF (I) THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND (II) THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF (I) THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND (II) THE INCENTIVE ALLOCATION ALLOCABLE TO ITS AFFILIATE.
D/A
$70,000.00
Yes
$0.00
Yes
THE ISSUER-S MANAGER PAID A $45,000 MONTHLY FEE TO PINEBRIDGE LLC TO MARKET SEVERAL OF THE MANAGER-S PRODUCTS. FLORIDA ATLANTIC SECURITIES CORP. HAD AN AGREEMENT WITH THE MANAGER + RECEIVED A FEE OF 1% OF CAPITAL COMMITMENTS REFERRED BY IT.
D/A
$599,763.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF (I) THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND (II) THE INCENTIVE ALLOCATION.
