Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
CAPITAL GROWTH SECURITIES LLC
000041847
NONE
NONE
CAPITAL GROWTH ADVISORS LLC
000041847
NONE
NONE
CAPITAL GROWTH SECURITIES LLC
000041847
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
No
$0.00
No
EACH BD IS ENTITLED TO RECEIVE A % OF MGT FEE + INCENTIVE FEE ATTRIBUTABLE TO INVESTORS IT INTRODUCED TO THE FUND. ON 2/11/12, 4/8/15, 4/12/18 + 3/29/19 THE FUND CEASED TO USE THE SVCS OF CAP GROWTH SEC, PICKWICK CAP, LCS SEC + EASTERLY SEC.
D/A
$0.00
No
$0.00
No
EACH BD IS ENTITLED TO RECEIVE A % OF MGT FEE + INCENTIVE FEE ATTRIBUTABLE TO INVESTORS IT INTRODUCED TO THE FUND. ON 2/11/12, 4/8/15, 4/12/18 + 3/29/19 THE FUND CEASED TO USE THE SVCS OF CAP GROWTH SEC, PICKWICK CAP, LCS SEC + EASTERLY SEC.
