Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
WESTPORT CAPITAL MARKETS LLC
000041562
ROBERT NOONAN
000734386
NONE
NONE
WESTPORT CAPITAL MARKETS, LLC
000041562
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$489,536.00
Yes
$0.00
No
THE ISSUER CEASED TO USE THE SERVICES OF WESTPORT CAPITAL MARKETS, LLC IN JANUARY 2015 AND ALL PAYMENTS CEASED WITH THE PERIOD ENDING DECEMBER 31, 2019.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 WAS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$489,536.00
Yes
$0.00
No
THE ISSUER CEASED TO USE THE SERVICES OF WESTPORT CAPITAL MARKETS, LLC IN JANUARY 2015 AND ALL PAYMENTS CEASED WITH THE PERIOD ENDING DECEMBER 31, 2019.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 WAS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
