Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
GUGGENHEIM SECURITIES, LLC
000040638
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$12,000,000.00
No
$0.00
No
6% OF THE AGGREGATE GROSS PROCEEDS RECEIVED BY THE COMPANY (I) UPON THE ISSUANCE OF THE WARRANTS AT CLOSING AND (II) UPON THE CASH EXERCISE OF THE COMMON WARRANTS.