Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
ALEXANDER CAPITAL, L.P.
000040077
NONE
NONE
ALEXANDER CAPITAL LP
000040077
NONE
NONE
ALEXANDER CAPITAL, LP
000040077
NONE
NONE
ALEXANDER CAPITAL, LP
000040077
NONE
NONE
ALEXANDER CAPITAL L.P.
000040077
NONE
NONE
ALEXANDER CAPITAL, L.P.
000040077
NONE
NONE
ALEXANDER CAPITAL, L.P.
000040077
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$836,198.00
No
$0.00
No
D/A
$225,811.00
Yes
$0.00
No
D/A
$160,000.00
No
$0.00
No
IN CONNECTION WITH THE SECOND CLOSING, AND IN ADDITION TO THE CASH FEE THAT THE PLACEMENT AGENT RECEIVED, THE PLACEMENT AGENT ALSO RECEIVED A WARRANT TO PURCHASE 40,000 ADSS, REPRESENTING 200,000 ORDINARY SHARES OF THE ISSUER, EXERCISABLE AT $2.08.
D/A
$2,100,000.00
Yes
$0.00
No
AMOUNT INCLUDES A MAXIMUM OF $1,470,000 IN SALES COMMISSION AND $630,000 IN PLACEMENT FEES.
D
$400,000.00
No
$0.00
No
D/A
$825,029.00
No
$0.00
No
D
$20,000.00
No
$0.00
No
ALEXANDER CAPITAL, LP WILL RECEIVE A FEE EQUAL TO 5.0% OF THE CASH CONSIDERATION RECEIVED BY THE ISSUER PURSUANT TO THE PURCHASE AGREEMENT.
D
$900,000.00
Yes
$0.00
Yes
IN CONNECTION WITH THE OFFERING, TWO PLACEMENT AGENTS ARE ENTITLED TO RECEIVE 10% OF THE AMOUNT SOLD IN A COMBINATION OF CASH AND/OR WARRANTS.
D/A
$777,208.00
No
$0.00
No