Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

M+A SECURITIES GROUP, INC.
000039999
PADDOCK CAPITAL MARKETS LLC
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-09-26
D/A
$160,708.00
Yes
$0.00
Yes
THE RECIPIENTS IN ITEM 12 ARE PAID A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE)ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. RECEIPIENT 3 ALSO RECEIVES A MONTHLY RETAINER FEE.
2025-09-26
D/A
$361,852.00
Yes
$0.00
Yes
THE RECIPIENTS IN ITEM 12 ARE PAID A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. RECEIPIENT 3 ALSO RECEIVES A MONTHLY RETAINER FEE.