Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
RESEARCH CAPITAL USA INC.
000039670
RESEARCH CAPITAL CORP
NONE
RESEARCH CAPITAL USA INC.
000039670
RESEARCH CAPITAL CORPORATION
NONE
RESEARCH CAPITAL USA INC.
000039670
BMO NESBITT BURNS INC.
NONE
RESEARCH CAPITAL USA INC.
000039670
CLARUS SECURITIES INC.
NONE
RESEARCH CAPITAL USA INC.
000039670
VENTUM FINANCIAL CORP.
NONE
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$130,214.00
No
$0.00
No
IN ADDITION TO THE CASH COMMISSION OF $130,214, THE AGENTS RECEIVED 182,000 BROKER WARRANTS IN CONNECTION WITH THE U.S. SALES.
D
$19,374.00
No
$0.00
No
NON-CASH COMPENSATION INCLUDED 126,000 BROKER WARRANTS, EACH GIVING THE HOLDER THE RIGHT TO PURCHASE ONE COMMON SHARE AT AN EXERCISE PRICE OF C$0.22 FOR A TERM OF TWO YEARS.
