Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
OWL CREEK ASSET MANAGEMENT MARKETING, LLC
000038008
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$80,448.00
No
$0.00
No
ON 10/27/2021 THE ISSUER CEASED TO USE THE SERVICES OF OWL CREEK ASSET MANAGEMENT MARKETING, LLC AS A PLACEMENT AGENT.
D/A
$1,683,320.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAID TO ALL PLACEMENT AGENTS LISTED IN THIS FORM D. BOTH J.P. MORGAN SECURITIES LLC + OWL CREEK ASSET MANAGEMENT MARKETING, LLC NO LONGER SERVE AS PLACEMENT AGENTS.
D/A
$1,538,909.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAID TO ALL PLACEMENT AGENTS LISTED IN THIS FORM D. BOTH J.P. MORGAN SECURITIES LLC + OWL CREEK ASSET MANAGEMENT MARKETING, LLC NO LONGER SERVE AS PLACEMENT AGENTS.
D/A
$44,653.00
No
$0.00
No
ON 10/27/2021 THE ISSUER CEASED TO USE THE SERVICES OF OWL CREEK ASSET MANAGEMENT MARKETING, LLC AS A PLACEMENT AGENT.
D/A
$3,312.00
No
$0.00
No
ON 10/27/2021 THE ISSUER CEASED TO USE THE SERVICES OF OWL CREEK ASSET MANAGEMENT MARKETING, LLC AS A PLACEMENT AGENT.
D/A
$3,312.00
No
$0.00
No
ON 10/27/2021 THE ISSUER CEASED TO USE THE SERVICES OF OWL CREEK ASSET MANAGEMENT MARKETING, LLC AS A PLACEMENT AGENT.
D/A
$80,448.00
No
$0.00
No
ON 10/27/2021 THE ISSUER CEASED TO USE THE SERVICES OF OWL CREEK ASSET MANAGEMENT MARKETING, LLC AS A PLACEMENT AGENT.
D/A
$1,683,320.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAID TO ALL PLACEMENT AGENTS LISTED IN THIS FORM D. BOTH J.P. MORGAN SECURITIES LLC + OWL CREEK ASSET MANAGEMENT MARKETING, LLC NO LONGER SERVE AS PLACEMENT AGENTS.
D/A
$1,538,909.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAID TO ALL PLACEMENT AGENTS LISTED IN THIS FORM D. BOTH J.P. MORGAN SECURITIES LLC + OWL CREEK ASSET MANAGEMENT MARKETING, LLC NO LONGER SERVE AS PLACEMENT AGENTS.
D/A
$44,653.00
No
$0.00
No
ON 10/27/2021 THE ISSUER CEASED TO USE THE SERVICES OF OWL CREEK ASSET MANAGEMENT MARKETING, LLC AS A PLACEMENT AGENT.
