Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
CEROS FINANCIAL SERVICES, INC.
000037869
NONE
NONE
CEROS FINANCIAL SERVICES, INC.
000037869
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$52,000.00
No
$0.00
No
582 WARRANTS TO PURCHASE SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $89.45 PER SHARE, AND REIMBURSEMENT OF UP TO $75,000 IN EXPENSES.
D
$68,250.00
No
$0.00
No
IN ADDITION TO THE CASH FEE, THE PLACEMENT AGENT RECEIVED EXPENSE REIMBURSEMENTS AND WILL RECEIVE A WARRANT TO PURCHASE 34,125 SHARES OF COMMON STOCK.
