Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
THE LEADERS GROUP, INC.
000037157
NONE
NONE
THE LEADER-S GROUP, INC.
000037157
NONE
NONE
THE LEADERS GROUP, INC.
000037157
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-04-24
D/A
$0.00
Yes
$0.00
Yes
2026-04-24
D/A
$380,020.00
Yes
$0.00
Yes
IM HAS AGREED TO PAY BROKERS WHO INTRODUCE INVESTORS TO THE FUND A % OF THE FEE AND INCENTIVE ALLOCATION DUE TO THE IM OR ITS AFFILIATES. THOSE AGREEMENTS DO NOT INCREASE THE FEES OR EXPENSES OF THE FUND. THERE IS NO AGREEMENT IN PLACE WITH RECIPIENTS
2026-04-24
D/A
$0.00
Yes
$0.00
Yes
2026-02-27
D/A
$1,346,176.00
Yes
$0.00
No
INCLUDES AMOUNT ACCRUED BUT NOT YET PAID.
2025-04-25
D/A
$380,020.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER HAS AGREED TO PAY BROKERS WHO INTRODUCE INVESTORS TO THE FUND A PERCENTAGE OF THE FEE AND INCENTIVE ALLOCATION DUE TO THE INVESTMENT MANAGER OR ITS AFFILIATES. THOSE AGREEMENTS DO NOT INCREASE THE FEES OR EXPENSES OF THE FUND.
2024-12-31
D/A
$1,327,126.00
Yes
$0.00
No
INCLUDES AMOUNT ACCRUED BUT NOT YET PAID.
2024-04-26
D/A
$380,020.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER HAS AGREED TO PAY BROKERS WHO INTRODUCE INVESTORS TO THE FUND A PERCENTAGE OF THE FEE AND INCENTIVE ALLOCATION DUE TO THE INVESTMENT MANAGER OR ITS AFFILIATES. THOSE AGREEMENTS DO NOT INCREASE THE FEES OR EXPENSES OF THE FUND.