Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MOUNT VERNON CAPITAL, LLC
NONE
BRITEHORN SECURITIES
000036402
BRITEHORN SECURITIES
000036402
KIRK THOMAS ROSTRON
002645910
BRITEHORN SECURITIES
000036402
JOSEF ZARINI
007327633
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-11-26
D/A
$0.00
Yes
$0.00
Yes
THE ISSUER NO LONGER HAS AN AGGREMENT WITH KIRK THOMAS ROSTRON. NO PAYMENTS MADE TO DATE.
2025-11-07
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR THE PERFORMANCE COMPENSATION.
2025-06-16
D/A
$1,250,000.00
Yes
$0.00
Yes
2024-11-27
D/A
$0.00
Yes
$0.00
Yes
NO PAYMENTS MADE TO DATE.
2024-11-08
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR THE PERFORMANCE COMPENSATION.