Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
SPROTT GLOBAL INVESTMENT RESOURCES LTD
000035878
NONE
NONE
SPROTT GLOBAL RESOURCE INVESTMENTS LTD.
000035878
NONE
NONE
SPROTT GLOBAL RESOURCE INVESTMENTS, LTD.
000035878
NONE
NONE
SPROTT GLOBAL RESOURCE INVESTMENTS, LTD.
000035878
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-05-20
D
$0.00
No
$20,000.00
No
FIXED FEE.
2026-01-27
D/A
$581,369.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-12-12
D/A
$66,100.00
Yes
$0.00
Yes
CERTAIN COMMISSION AMOUNTS ARE PAYABLE SUBJECT TO FUTURE CONTINGENCIES.
2025-12-12
D/A
$66,100.00
Yes
$0.00
Yes
CERTAIN COMMISSION AMOUNTS ARE PAYABLE SUBJECT TO FUTURE CONTINGENCIES.
2025-10-17
D
$111,768.00
No
$0.00
No
$155,928 CANADIAN DOLLARS, CONVERTED TO U.S. DOLLARS AT US$1.00=C$1.3951, AS REPORTED BY THE BANK OF CANADA ON OCTOBER 7, 2025.
2025-01-27
D/A
$581,369.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.