Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
FAR HILLS GROUP, LLC
000032243
NONE
NONE
FAR HILLS GROUP, LLC
000032243
NONE
NONE
FAR HILLS GROUP, LLC
000032243
NONE
NONE
FAR HILLS GROUP, LLC
000032243
NONE
NONE
FAR HILLS GROUP, LLC.
000032243
NONE
NONE
FAR HILLS GROUP LLC
000032243
NONE
NONE
FAR HILLS GROUP LLC
000032243
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$910,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER OR GENERAL PARTNER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$4,200,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$395,000.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$37,000.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSES UNDER MANAGEMENT. THE AGREEMENT HAS BEEN TERMINATED.
D/A
$910,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER OR GENERAL PARTNER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$4,000,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$910,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER OR GENERAL PARTNER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$3,700,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$395,000.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$910,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER OR GENERAL PARTNER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$3,450,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$395,000.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
