Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

RAYMOND JAMES (USA) LTD.
000025853
RAYMOND JAMES LTD.
NONE
NONE
NONE
RAYMOND JAMES (USA) LTD.
000025853
RAYMOND JAMES (USA) LTD.
000025853
RAYMOND JAMES LTD.
000000000
RAYMOND JAMES (USA) LTD.
000025853
RAYMOND JAMES LTD
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$48,323.00
Yes
$0.00
No
CAD$1.3699=USD$1.00.
D
$23,741.00
Yes
$0.00
No
IN ADDITION TO THE CASH COMPENSATION ABOVE, THE AGENTS ARE EXPECTED TO RECEIVE 81,675 WARRANTS IN CONNECTION WITH THE U.S. SALES; EACH WARRANT IS EXERCISABLE FOR ONE SHARE OF COMMON STOCK AT C$0.40 FOR 24 MONTHS. $1.3761=US$1.00.
D
$1,168,353.00
Yes
$0.00
No
D
$29,769.00
No
$0.00
No
NON-CASH COMPENSATION INCLUDES 74,005 BROKER WARRANTS, EACH EXERCISABLE TO PURCHASE ONE COMMON SHARE OF VENERABLE AT AN EXERCISE PRICE OF C$0.56 PER SHARE FOR 24 MONTHS