Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
B. RILEY SECURITIES INC.
000025027
NONE
NONE
B. RILEY SECURITIES, INC.
000025027
Companies
Company Name
CISO GLOBAL, INC.
IMMUNIC, INC.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-03-04
D
$12,000,000.00
No
$0.00
No
6% OF THE AGGREGATE GROSS PROCEEDS RECEIVED BY THE COMPANY (I) UPON THE ISSUANCE OF THE WARRANTS AT CLOSING AND (II) UPON THE CASH EXERCISE OF THE COMMON WARRANTS.
2025-12-10
D
$525,000.00
Yes
$0.00
No
B. RILEY SECURITIES, INC. ACTED AS PLACEMENT AGENT AND RECEIVES A PLACEMENT AGENT FEE EQUAL TO 3.5% OF THE AGGREGATE DOLLAR AMOUNT OF THE SHARES OF SERIES B CONVERTIBLE PREFERRED STOCK. IP TO $15.0 MILLION SHARES.