Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
JOSEPH GUNNAR + CO., LLC
000024795
NONE
NONE
JOSEPH GUNNAR + CO., LLC
000024795
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-11-10
D
$690,000.00
No
$0.00
No
CASH FEE OF $640,000 (8% OF THE GROSS PROCEEDS RECEIVED FROM INVESTORS IN THE PRIVATE PLACEMENT). ADDITIONAL REIMBURSEMENT FOR ACTUAL OUT-OF-POCKET ACCOUNTABLE EXPENSES, INCLUDING THE REASONABLE FEES OF LEGAL COUNSEL OF JOSEPH GUNNAR.
2024-11-18
D
$115,908.00
No
$0.00
No
DOES NOT INCLUDE $50,000 PAYABLE TO THE BROKER-S COUNSEL.
2024-04-25
D
$90,000.00
No
$0.00
No
IN ADDITION TO $90,000 COMMISSION, 49,824 WARRANTS TO PURCHASE COMMON STOCK WAS ALSO ISSUED AS PART OF THE COMMISSION.