Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
OSAIC WEALTH, INC.
000023131
NONE
NONE
OSAIC WEALTH, INC
000023131
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
Yes
THE BROKERS LISTED IN ITEM 12 ARE PAID FEES EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GP FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. THE 2ND AND 4TH RECIPIENTS LISTED, NO LONGER HAVE A RELATIONSHIP WITH THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES IN ITEM 12 WERE PAID A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. THE SECOND ENTITY IN ITEM 12 TERMINATED ITS SEC REGISTRATION AND IS NO LONGER ACTIVE.
D/A
$0.00
Yes
$0.00
Yes
THE BROKERS LISTED IN ITEM 12 ARE PAID FEES EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GP FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. THE SECOND RECIPIENT LISTED, NO LONGER HAS A RELATIONSHIP WITH THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES IN ITEM 12 WERE PAID A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. THE SECOND ENTITY IN ITEM 12 TERMINATED ITS SEC REGISTRATION AND IS NO LONGER ACTIVE.
