Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
THE BENCHMARK COMPANY LLC
000022982
NONE
NONE
THE BENCHMARK COMPANY, LLC
000022982
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$2,106,391.00
No
$0.00
No
D
$3,569,284.00
No
$0.00
No
D
$2,100,000.00
No
$0.00
No
D
$3,188,387.00
No
$0.00
No
THE ISSUER ALSO ISSUED WARRANTS TO PURCHASE AN AGGREGATE OF: (I) 166,667 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $0.0001 TO BENCHMARK AND SEAPORT AND (II) 829,730 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $3.00 TO THE PLACEMENT AGENTS.
D
$320,000.00
No
$0.00
No
THE BENCHMARK COMPANY LLC ACTED AS THE EXCLUSIVE PLACEMENT AGENT FOR THE PRIVATE PLACEMENT AND THE COMPANY PAID THEM A CASH FEE. ALSO, THE COMPANY ENGAGED A.G.P./ALLIANCE GLOBAL PARTNERS AS FINANCIAL ADVISOR AND PAID THEM AN EXPENSE FEE AND A CASH FEE.