Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
THINKEQUITY LLC
000020996
NONE
NONE
THINKEQUITY LLC
000020996
NONE
NONE
THINKEQUITY LLC
000020996
NONE
NONE
THINKEQUITY LLC
000020996
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$455,000.00
No
$0.00
No
THE PLACEMENT AGENT ALSO RECEIVED A $180,000 ACCOUNTABLE EXPENSE REIMBURSEMENT, A NON-ACCOUNTABLE EXPENSE ALLOWANCE OF $65,000 AND 92,857 UNREGISTERED WARRANTS TO PURCHASE ORDINARY SHARES.
D
$3,175,000.00
No
$0.00
No
CONSISTS OF (I) $1,750,000 CASH FEES, (II) REIMBURSEMENT OF EXPENSES OF $175,000, AND (III) WARRANTS TO PURCHASE UP TO 837,801 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $1.492 PER SHARE.
D
$252,094.00
Yes
$0.00
No
D
$990,464.00
No
$0.00
No
THE PLACEMENT AGENT RECEIVED WARRANTS TO PURCHASE 49,044 SHARES OF COMMON STOCK WITH AN EXERCISE PRICE OF $5.40 PER SHARE.
D
$5,323,054.00
No
$0.00
No
THE PLACEMENT AGENT RECEIVED WARRANTS TO PURCHASE 1,182,901 SHARES OF COMMON STOCK WITH AN EXERCISE PRICE OF $5.40 PER SHARE.
D
$1,129,374.00
No
$0.00
No
IN CONNECTION WITH THE OFFERING, THE PLACEMENT AGENT RECEIVED A CASH FEE EQUAL TO 8% OF THE AGGREGATE PURCHASE PRICE PAID BY PURCHASERS IN THE OFFERING, PLUS WARRANTS TO PURCHASE UP TO 340,995 SHARES OF COMMON STOCK, EXERCISABLE IMMEDIATELY AT $2.25 PER S
D
$285,000.00
No
$0.00
No