Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
DOMINARI SECURITIES LLC
000018975
DOMINARI SECURITIES LLC
000018975
DOMINARI SECURITIES LLC
NONE
NONE
NONE
DOMINARI SECURITIES LLC ("DOMINARI")
000018975
NONE
NONE
DOMINARI SECURITIES LLC
000018975
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-03-03
D
$2,730,000.00
No
$0.00
No
DOMINARI SECURITIES LLC ALSO RECEIVED WARRANTS TO PURCHASE 5,333,277 SHARES OF THE ISSUER-S COMMON STOCK, PAR VALUE $0.01 PER SHARE.
2026-01-15
D
$270,000.00
No
$0.00
No
2025-09-26
D/A
$181,760.00
No
$0.00
No
SALES COMMISSION INCLUDES 90,880 FIVE-YEAR WARRANTS TO PURCHASE COMMON STOCK AT EXERCISE PRICE EQUAL TO $2.50 PER SHARE.
2025-08-06
D
$2,330,000.00
No
$0.00
No
THE $2,330,000 REPRESENTS THE TOTAL OF 8% OF AGGREGATE GROSS PROCEEDS ($26,000,000 X 0.08) + ACCOUNTABLE EXPENSES OF $250,000.
2025-07-09
D
$4,776,184.00
No
$0.00
No
2025-05-22
D/A
$403,214.00
Yes
$0.00
No
2024-12-26
D
$13,000.00
No
$0.00
No
2024-12-11
D
$53,350.00
No
$0.00
No
2024-11-26
D
$5,000.00
No
$0.00
No
2024-11-12
D
$20,800.00
No
$0.00
No
2024-11-05
D
$156,000.00
No
$0.00
No
2024-10-24
D
$30,175.00
No
$0.00
No