Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
AMERICAN PORTFOLIOS FINANCIAL SERVICES
000018487
NONE
NONE
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
000018487
NONE
NONE
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
000018487
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
Yes
THE BROKERS LISTED IN ITEM 12 ARE PAID FEES EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GP FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. THE 2ND AND 4TH RECIPIENTS LISTED, NO LONGER HAVE A RELATIONSHIP WITH THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE BROKERS LISTED IN ITEM 12 ARE PAID FEES EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GP FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. THE SECOND RECIPIENT LISTED, NO LONGER HAS A RELATIONSHIP WITH THE ISSUER.
