Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
000018353
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
000018353
--
000000000
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-03-20
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2026-01-16
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2026-01-16
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2026-01-16
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2026-01-16
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2026-01-16
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2026-01-16
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2026-01-16
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2025-08-08
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2025-07-11
D/A
$0.00
Yes
$0.00
Yes
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2025-03-19
D
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2025-01-17
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2025-01-17
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2025-01-17
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2025-01-17
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2025-01-17
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2025-01-17
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2025-01-17
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2024-08-09
D/A
$0.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
2024-07-11
D/A
$0.00
Yes
$0.00
Yes
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.