Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
ALPS DISTRIBUTORS, INC
000016853
NONE
NONE
ALPS DISTRIBUTION, INC.
000016853
ALPS DISTRIBUTORS, INC.
000016853
KEVIN HUNT CANADA
001589151
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-04-29
D/A
$365,093.00
Yes
$1,214,404.00
Yes
2026-04-29
D/A
$182,848.00
Yes
$644,286.00
Yes
2026-04-29
D/A
$557,725.00
Yes
$96,548.00
Yes
2025-08-12
D/A
$0.00
No
$0.00
No
2025-08-12
D/A
$0.00
No
$0.00
No
2025-07-15
D/A
$0.00
No
$0.00
No
2025-04-02
D/A
$182,848.00
Yes
$644,286.00
Yes
2025-04-02
D/A
$557,725.00
Yes
$96,548.00
Yes
2025-04-02
D/A
$365,093.00
Yes
$1,214,404.00
Yes
2024-08-12
D/A
$0.00
No
$0.00
No
2024-07-15
D/A
$12,272.00
No
$0.00
No
FOR ONE YEAR PERIOD ENDING JUNE 30, 2024.
2024-05-31
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.