Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
ROTH CAPITAL PARTNERS, LLC
000015407
NONE
NONE
ROTH CAPITAL PARTNERS, LLC
000015407
NONE
NONE
ROTH CAPITAL PARTNERS, LLC
000015407
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-03-19
D
$1,190,377.00
Yes
$34,985.00
Yes
REPORTED AMOUNTS HAVE BEEN CONVERTED FROM CANADIAN DOLLARS AT AN EXCHANGE RATE OF US$0.73159 TO C$1.00 AS OF 3-5-26.
2026-03-19
D
$175,000.00
No
$0.00
No
IN ADDITION TO THE CASH COMPENSATION THE ABOVE MENTIONED RECIPIENT WILL BE ISSUED FIVE-YEAR WARRANTS TO PURCHASE 41,667 SHARES OF OUR COMMON STOCK AT AN EXERCISE PRICE OF $3.45 PER SHARE.
2025-11-17
D
$700,000.00
No
$0.00
No
PURSUANT TO THAT CERTAIN PLACEMENT AGREEMENT DATED AS OF OCTOBER 24, 2025, THE REGISTRANT AGREED TO PAY ROTH CAPITAL PARTNERS, LLC A CASH FEE EQUAL TO 5.0% OF THE GROSS PROCEEDS RECEIVED BY THE REGISTRANT IN THE PRIVATE PLACEMENT.
2025-08-08
D
$120,000.00
No
$0.00
No
FOR ANY ADDITIONAL CLOSINGS, LAKE STREET CAPITALS MARKETS, LLC AND ROTH CAPITAL PARTNERS, LLC WILL RECEIVE SALES COMMISSIONS EQUAL TO 6% OF THE GROSS PROCEEDS.
2025-01-31
D
$224,000.00
No
$0.00
No
2024-07-10
D
$1,050,000.00
No
$0.00
No
2024-07-02
D
$375,000.00
No
$0.00
No
$325,000 IS FOR A FEE OF 6.5% OF THE GROSS PROCEEDS FROM THE SALE OF COMMON STOCK IN THE REGISTERED DIRECT OFFERING AND CONCURRENT PRIVATE PLACEMENT OF WARRANTS, AND UP TO $50,000 IS FOR THE REIMBURSEMENT OF EXPENSES INCURRED BY THE PLACEMENT AGENT.
2024-05-31
D
$79,586.00
No
$50,000.00
No
$79,586.36 IS FOR A FEE OF 7.0% OF THE GROSS PROCEEDS FROM THE SALE OF SECURITIES IN THE REGISTERED DIRECT OFFERING AND CONCURRENT PRIVATE PLACEMENT OF WARRANTS, AND UP TO $50,000 IS FOR THE REIMBURSEMENT OF EXPENSES INCURRED BY THE PLACEMENT AGENT.