Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
AEGIS CAPITAL CORP.
000015007
NONE
NONE
AEGIS CAPITAL CORP.
000015007
NONE
NONE
AEGIS CAPITAL CORP.
000015007
AEGIS CAPITAL CORP.
000015007
AEGIS CAPITAL CORP.
000015007
NONE
NONE
AEGIS CAPITAL CORP.
000015007
NONE
NONE
AEGIS CAPITAL CORP.
000015007
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-04-23
D
$280,000.00
No
$0.00
No
AEGIS CAPITAL CORP. IS ENTITLED TO A CASH PLACEMENT FEE EQUAL TO 8.0% OF THE GROSS PROCEEDS RECEIVED IN THE OFFERING AND $75,000 FOR REASONABLE LEGAL FEES AND DISBURSEMENTS FOR ITS COUNSEL.
2026-04-22
D
$320,000.00
No
$0.00
No
2025-08-01
D
$19,596,423.00
No
$0.00
No
IN ADDITION TO THE CASH COMPENSATION NOTES IN "SALES COMMISSION" ABOVE, THE PLACEMENT AGENTS RECEIVED WARRANTS TO PURCHASE UP TO AN AGGREGATE OF 163,929 SHARES OF COMMON STOCK WITH AN EXERCISE PRICE OF $10.00 PER SHARE, VESTING AS TO 20% OF THE UNDERLYIN
2025-08-01
D
$37,500.00
No
$0.00
No
2025-07-24
D
$314,999.00
No
$0.00
No
2025-04-03
D
$50,000.00
No
$0.00
No
2025-03-03
D
$0.00
No
$200,000.00
No
2024-11-25
D
$245,000.00
No
$0.00
No
2024-11-18
D
$150,000.00
No
$0.00
No
2024-09-10
D
$37,000.00
No
$0.00
No
A 2.5% NON-ACCOUNTABLE EXPENSE ALLOWANCE PAYABLE TO THE PLACEMENT AGENT BY THE COMPANY AND OTHER LEGAL AND OTHER PRIVATE PLACEMENT EXPENSES PAYABLE BY THE COMPANY, ESTIMATED TO BE $100,000 IF THE MAXIMUM AMOUNT IS RAISED.
2024-09-06
D
$240,000.00
No
$0.00
No
2024-07-09
D
$240,000.00
No
$0.00
No