Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
REVERE SECURITIES LLC
000014178
NONE
NONE
REVERE SECURITIES LLC
000014178
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$0.00
No
$164,550.00
No
NON-CASH COMPENSATION INCLUDED 1,124,745 FINDER WARRANTS, EACH OF WHICH ENTITLES THE HOLDER TO PURCHASE ONE COMMON SHARE OF THE ISSUER AT AN EXERCISE PRICE OF C$0.30 FOR A TERM OF TWO YEARS
D/A
$448,614.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER OR ITS AFFILIATE ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$2,330,000.00
No
$0.00
No
THE $2,330,000 REPRESENTS THE TOTAL OF 8% OF AGGREGATE GROSS PROCEEDS ($26,000,000 X 0.08) + ACCOUNTABLE EXPENSES OF $250,000.
D/A
$391,857.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER OR ITS AFFILIATE ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
