Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
NETWORK 1 FINANCIAL SERVICES INC.
000013577
NONE
NONE
NETWORK 1 FINANCIAL SECURITIES, INC.
000013577
NETWORK 1 FINANCIAL SECURITIES, INC.
000013577
NONE
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$2,106,391.00
No
$0.00
No
D
$2,586,547.00
No
$0.00
No
D
$3,569,284.00
No
$0.00
No
D
$2,100,000.00
No
$0.00
No
D
$3,188,387.00
No
$0.00
No
THE ISSUER ALSO ISSUED WARRANTS TO PURCHASE AN AGGREGATE OF: (I) 166,667 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $0.0001 TO BENCHMARK AND SEAPORT AND (II) 829,730 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $3.00 TO THE PLACEMENT AGENTS.
D
$900,000.00
Yes
$0.00
Yes
IN CONNECTION WITH THE OFFERING, TWO PLACEMENT AGENTS ARE ENTITLED TO RECEIVE 10% OF THE AMOUNT SOLD IN A COMBINATION OF CASH AND/OR WARRANTS.