Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
MONEY CONCEPTS CAPITAL CORP
000012963
NONE
NONE
MONEY CONCEPTS CAPITAL CORP.
000012963
NONE
NONE
MONEY CONCEPTS CAPITAL CORP
000012963
MONEY CONCEPTS CAPITAL CORP.
000012963
JOHN DANH NGUYEN
004919629
MONEY CONCEPTS CAPITAL CORP
000012963
DARREN OGLESBY
002480135
MONEY CONCEPTS CAPITAL CORP
000012963
ANDREW ARNE LEE
002588504
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-05-29
D/A
$836,198.00
No
$0.00
No
2026-03-06
D/A
$2,806,502.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2026-03-06
D/A
$1,005,829.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
2025-10-27
D/A
$1,861,603.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2025-06-04
D/A
$0.00
Yes
$0.00
Yes
CERTAIN INVESTORS ARE REQUIRED TO PAY (I) AN UPFRONT PLACEMENT FEE AND/OR (II) AN ONGOING ANNUAL FEE TO THE PLACEMENT AGENT.
2025-06-04
D/A
$0.00
No
$0.00
No
2025-06-02
D/A
$825,029.00
No
$0.00
No
2024-11-21
D/A
$2,402,815.00
No
$0.00
No
2024-06-07
D/A
$777,208.00
No
$0.00
No
2024-06-03
D/A
$0.00
No
$0.00
No
2024-06-03
D/A
$0.00
No
$0.00
No