Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
PAPAMARKOU WELLNER + CO., INC.
000010963
NONE
NONE
PAPAMARKOU WELLNER + CO. INC.
000010963
NONE
NONE
PAPAMARKOU WELLNER + CO., INC.
000010963
NONE
NONE
PAPAMARKOU WELLNER + COMPANY, INC.
000010963
THORNE PERKIN
004016951
PAPAMARKOU WELLNER + COMPANY, INC.
000010963
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-16
D/A
$0.00
Yes
$7,153,534.00
Yes
TOTAL SINCE INCEPTION THROUGH JUNE 1, 2025.
2026-06-16
D/A
$0.00
Yes
$306,536.00
Yes
TOTAL SINCE INCEPTION THROUGH JUNE 1, 2025.
2026-04-17
D/A
$90,000.00
Yes
$0.00
Yes
CERTAIN RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF ASSETS RAISED OR A PERCENTAGE OF THE MGMT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
2026-04-17
D/A
$0.00
Yes
$0.00
Yes
CERTAIN RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF ASSETS RAISED OR A PERCENTAGE OF THE MGMT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
2026-04-10
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PLACEMENTS HAVE BEEN MADE TO DATE BY RECIPIENT 1.
2026-04-10
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PLACEMENTS HAVE BEEN MADE TO DATE BY RECIPIENT 1.
2026-02-13
D/A
$635,457.00
No
$0.00
No
PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE AND/OR THE INCENTIVE FEE PAYABLE BY THE LSSUER TO THE LNVESTMENT MANAGER.
2026-02-13
D/A
$372,913.00
No
$0.00
No
PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE AND/OR THE INCENTIVE FEE PAYABLE BY THE LSSUER TO THE LNVESTMENT MANAGER.
2026-01-23
D/A
$0.00
Yes
$298,269.00
Yes
2026-01-16
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2026-01-13
D/A
$0.00
Yes
$0.00
Yes
CERTAIN OF THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2026-01-13
D/A
$69,000.00
Yes
$0.00
Yes
CERTAIN OF THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-12-30
D/A
$30,000.00
No
$0.00
No
2025-12-30
D/A
$330,000.00
No
$0.00
No
2025-12-17
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-10-24
D/A
$0.00
No
$0.00
No
2025-10-14
D/A
$0.00
Yes
$11,712,675.00
Yes
TOTAL SINCE INCEPTION THROUGH JUNE 1, 2025.
2025-09-15
D/A
$0.00
Yes
$292,419.00
Yes
TOTAL SINCE INCEPTION THROUGH JUNE 1, 2025.
2025-06-18
D/A
$0.00
Yes
$11,712,675.00
Yes
TOTAL SINCE INCEPTION THROUGH JUNE 1, 2025.
2025-06-18
D/A
$0.00
Yes
$7,153,534.00
Yes
TOTAL SINCE INCEPTION THROUGH JUNE 1, 2025.
2025-06-18
D/A
$0.00
Yes
$292,419.00
Yes
TOTAL SINCE INCEPTION THROUGH JUNE 1, 2025.
2025-06-18
D/A
$0.00
Yes
$306,536.00
Yes
TOTAL SINCE INCEPTION THROUGH JUNE 1, 2025.
2025-05-09
D/A
$1,607,500.00
No
$0.00
No
2025-04-18
D/A
$0.00
Yes
$0.00
Yes
CERTAIN RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF ASSETS RAISED OR A PERCENTAGE OF THE MGMT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
2025-04-18
D/A
$90,000.00
Yes
$0.00
Yes
CERTAIN RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF ASSETS RAISED OR A PERCENTAGE OF THE MGMT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
2025-04-11
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PLACEMENTS HAVE BEEN MADE TO DATE BY RECIPIENT 1.
2025-04-11
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PLACEMENTS HAVE BEEN MADE TO DATE BY RECIPIENT 1.
2025-02-28
D
$287,015.00
No
$0.00
No
2025-02-14
D/A
$365,231.00
No
$0.00
No
PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE LSSUER TO THE LNVESTMENT MANAGER.
2025-02-14
D/A
$472,713.00
No
$0.00
No
PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE LSSUER TO THE LNVESTMENT MANAGER.
2025-01-23
D/A
$0.00
Yes
$280,373.00
Yes
2025-01-17
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-01-16
D/A
$69,000.00
Yes
$0.00
Yes
CERTAIN OF THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-01-16
D/A
$0.00
Yes
$0.00
Yes
CERTAIN OF THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2024-12-17
D/A
$12,000.00
Yes
$0.00
No
2024-12-17
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2024-11-15
D
$12,000.00
Yes
$0.00
No
2024-10-25
D/A
$0.00
No
$0.00
No
2024-06-26
D/A
$0.00
Yes
$233,336.00
Yes
TOTAL SINCE INCEPTION THROUGH DECEMBER 31, 2023.
2024-06-26
D/A
$0.00
Yes
$179,601.00
Yes
TOTAL SINCE INCEPTION THROUGH DECEMBER 31, 2023.
2024-06-26
D/A
$0.00
Yes
$6,921,005.00
Yes
TOTAL SINCE INCEPTION THROUGH DECEMBER 31, 2023.
2024-06-26
D/A
$0.00
Yes
$4,748,195.00
Yes
TOTAL SINCE INCEPTION THROUGH DECEMBER 31, 2023.
2024-05-29
D/A
$0.00
Yes
$4,748,195.00
Yes
TOTAL SINCE INCEPTION THROUGH DECEMBER 31, 2023.
2024-05-29
D/A
$0.00
Yes
$233,336.00
Yes
TOTAL SINCE INCEPTION THROUGH DECEMBER 31, 2023.
2024-04-19
D/A
$0.00
Yes
$0.00
Yes
CERTAIN RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF ASSETS RAISED OR A PERCENTAGE OF THE MGMT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
2024-04-19
D/A
$90,000.00
Yes
$0.00
Yes
CERTAIN RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF ASSETS RAISED OR A PERCENTAGE OF THE MGMT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
2024-04-12
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PLACEMENTS HAVE BEEN MADE TO DATE BY RECIPIENT 1.
2024-04-12
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PLACEMENTS HAVE BEEN MADE TO DATE BY RECIPIENT 1.