Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
BARON CAPITAL, INC.
000010538
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-02-09
D/A
$19,167.00
Yes
$0.00
No
2025-11-26
D/A
$0.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENT AN ESTIMATE OF THE TOTAL SALES COMMISSIONS PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
2025-11-26
D/A
$0.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENT AN ESTIMATE OF THE TOTAL SALES COMMISSIONS PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
2025-11-26
D/A
$159,408.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENT AN ESTIMATE OF THE TOTAL SALES COMMISSIONS PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
2025-07-21
D/A
$334,044.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENT AN ESTIMATE OF THE TOTAL SALES COMMISSIONS PAID TO THE ENTITY LISTED IN ITEM 12 ABOVE.
2024-12-02
D/A
$77,333.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENT AN ESTIMATE OF THE TOTAL SALES COMMISSIONS PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
2024-12-02
D/A
$18,250.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENT AN ESTIMATE OF THE TOTAL SALES COMMISSIONS PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
2024-12-02
D/A
$14,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENT AN ESTIMATE OF THE TOTAL SALES COMMISSIONS PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
2024-07-31
D/A
$221,844.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENT AN ESTIMATE OF THE TOTAL SALES COMMISSIONS PAID TO THE ENTITY LISTED IN ITEM 12 ABOVE.