Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
RAYMOND JAMES FINANCIAL SERVICES, INC.
000006694
NONE
NONE
RAYMOND JAMES FINANCIAL SERVICES, INC.
000006694
NONE
NONE
RAYMOND JAMES FINANCIAL SERVICES, INC.
000006694
NONE
NONE
RAYMOND JAMES FINANCIAL SERVICES, INC.
000006694
RAYMOND JAMES FINANCIAL SERVICES, INC.
000006694
NONE
NONE
RAYMOND JAMES FINANCIAL SERVICES INC.
000006694
RAYMOND JAMES + ASSOCIATES, INC.
000000705
NONE
NONE
RAYMOND JAMES
000006694
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-12
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ABOVE ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2026-06-05
D/A
$17,576,487.00
Yes
$0.00
No
2026-05-19
D/A
$0.00
No
$0.00
No
ANY COMMISSIONS ARE PAID FROM A POTENTIAL INVESTOR DIRECTLY TO THE FINANCIAL INTERMEDIARIES IN AMOUNTS THAT ARE IN THE DISCRETION OF THE FINANCIAL INTERMEDIARIES AND THE ISSUER IS NOT ABLE TO ESTIMATE THE AMOUNT OF SUCH COMMISSIONS.
2026-05-19
D/A
$0.00
No
$0.00
No
ANY COMMISSIONS ARE PAID FROM A POTENTIAL INVESTOR DIRECTLY TO THE FINANCIAL INTERMEDIARIES IN AMOUNTS THAT ARE IN THE DISCRETION OF THE FINANCIAL INTERMEDIARIES AND THE ISSUER IS NOT ABLE TO ESTIMATE THE AMOUNT OF SUCH COMMISSIONS.
2026-04-07
D/A
$113,456,463.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES REFLECT AMOUNTS THAT MAY BE PAID IN CONNECTION WITH THE FUND AND AFFILIATED FUNDS IN THE OFFERING.
2026-01-16
D/A
$10,630,530.00
Yes
$0.00
No
2025-12-12
D/A
$5,000,000.00
Yes
$0.00
Yes
2025-12-12
D/A
$2,500,000.00
Yes
$0.00
Yes
2025-12-11
D/A
$112,392,500.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES REFLECT AMOUNTS THAT MAY BE PAID IN CONNECTION WITH THE FUND AND AFFILIATED FUNDS IN THE OFFERING.
2025-10-21
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF FEES PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT. OR THE NAV OF THE ISSUER.
2025-10-17
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-10-17
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-10-17
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-10-17
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-10-17
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-10-17
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-09-30
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF FEES PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT. OR THE NAV OF THE ISSUER.
2025-09-30
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF FEES PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT. OR THE NAV OF THE ISSUER.
2025-09-05
D/A
$0.00
Yes
$0.00
Yes
THE FIRST RECIPIENT LISTED IN ITEM 12 IS PAID A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE SECOND RECIPIENT WAS PAID A FIXED MONTHLY FEE FOR A PORTION OF 2022 BY THE INVESTMENT MGR.
2025-09-05
D/A
$0.00
Yes
$0.00
Yes
THE FIRST RECIPIENT LISTED IN ITEM 12 IS PAID A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE SECOND RECIPIENT WAS PAID A FIXED MONTHLY FEE FOR A PORTION OF 2020 BY THE INVESTMENT MGR.
2025-08-29
D/A
$0.00
No
$0.00
No
2025-08-14
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ABOVE ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-06-13
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ABOVE ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-06-06
D/A
$15,706,752.00
Yes
$0.00
No
2025-01-17
D/A
$9,785,095.00
Yes
$0.00
No
2024-12-13
D/A
$5,000,000.00
Yes
$0.00
Yes
2024-12-13
D/A
$2,500,000.00
Yes
$0.00
Yes
2024-10-18
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2024-10-18
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2024-10-18
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2024-10-18
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2024-10-18
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2024-10-18
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2024-09-06
D/A
$0.00
Yes
$0.00
Yes
THE FIRST RECIPIENT LISTED IN ITEM 12 IS PAID A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE SECOND RECIPIENT WAS PAID A FIXED MONTHLY FEE FOR A PORTION OF 2022 BY THE INVESTMENT MGR.
2024-09-06
D/A
$0.00
Yes
$0.00
Yes
THE FIRST RECIPIENT LISTED IN ITEM 12 IS PAID A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE SECOND RECIPIENT WAS PAID A FIXED MONTHLY FEE FOR A PORTION OF 2020 BY THE INVESTMENT MGR.
2024-08-30
D/A
$0.00
No
$0.00
No
2024-08-14
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ABOVE ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.