Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
PINEBRIDGE SECURITIES LLC
000005967
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-10-01
D/A
$70,000.00
Yes
$0.00
Yes
THE ISSUER-S MANAGER PAID A $45,000 MONTHLY FEE TO PINEBRIDGE LLC TO MARKET SEVERAL OF THE MANAGER-S PRODUCTS. FLORIDA ATLANTIC SECURITIES CORP. HAD AN AGREEMENT WITH THE MANAGER + RECEIVED A FEE OF 1% OF CAPITAL COMMITMENTS REFERRED BY IT.
2024-10-01
D/A
$70,000.00
Yes
$0.00
Yes
THE ISSUER-S MANAGER PAID A $45,000 MONTHLY FEE TO PINEBRIDGE LLC TO MARKET SEVERAL OF THE MANAGER-S PRODUCTS. FLORIDA ATLANTIC SECURITIES CORP. HAD AN AGREEMENT WITH THE MANAGER + RECEIVED A FEE OF 1% OF CAPITAL COMMITMENTS REFERRED BY IT.