Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
JEFFERIES + COMPANY, INC.
000002347
NONE
NONE
JEFFERIES LLC
000002347
JEFFERIES LLC
000002347
NOT APPLICABLE
NONE
NONE
NONE
JEFFERIES LLC
000002347
JEFFERIES LLC
000002347
NONE
NONE
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
No
$6,300,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$0.00
No
$9,100,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$656,012.00
Yes
$0.00
No
AGREEMENTS WITH ABG, LLC AND J.P. MORGAN SECURITIES, LLC WERE TERMINATED ON APRIL 29, 2020, AND APRIL 1, 2023, RESPECTIVELY.
D/A
$0.00
No
$6,300,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$0.00
No
$8,800,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$15,000,000.00
Yes
$0.00
Yes
PLEASE NOTE THAT THE AMOUNT OF SALES COMMISSIONS LISTED ABOVE REPRESENTS THE AGGREGATE AMOUNT OF SALES COMMISSIONS IN RESPECT OF THE ISSUER AND THE ISSUER-S RELATED INVESTMENT VEHICLES.
D/A
$15,000,000.00
Yes
$0.00
Yes
PLEASE NOTE THAT THE AMOUNT OF SALES COMMISSIONS LISTED ABOVE REPRESENTS THE AGGREGATE AMOUNT OF SALES COMMISSIONS IN RESPECT OF THE ISSUER AND THE ISSUER-S RELATED INVESTMENT VEHICLES.
D/A
$15,000,000.00
Yes
$0.00
Yes
PLEASE NOTE THAT THE AMOUNT OF SALES COMMISSIONS LISTED ABOVE REPRESENTS THE AGGREGATE AMOUNT OF SALES COMMISSIONS IN RESPECT OF THE ISSUER AND THE ISSUER-S PARALLEL RELATED INVESTMENT VEHICLES.
D/A
$15,000,000.00
Yes
$0.00
Yes
PLEASE NOTE THAT THE AMOUNT OF SALES COMMISSIONS LISTED ABOVE REPRESENTS THE AGGREGATE AMOUNT OF SALES COMMISSIONS IN RESPECT OF THE ISSUER AND THE ISSUER-S RELATED INVESTMENT VEHICLES.
D/A
$15,000,000.00
Yes
$0.00
Yes
PLEASE NOTE THAT THE AMOUNT OF SALES COMMISSIONS LISTED ABOVE REPRESENTS THE AGGREGATE AMOUNT OF SALES COMMISSIONS IN RESPECT OF THE ISSUER AND THE ISSUER-S PARALLEL RELATED INVESTMENT VEHICLES.
D/A
$15,000,000.00
Yes
$0.00
Yes
PLEASE NOTE THAT THE AMOUNT OF SALES COMMISSIONS LISTED ABOVE REPRESENTS THE AGGREGATE AMOUNT OF SALES COMMISSIONS IN RESPECT OF THE ISSUER AND THE ISSUER-S RELATED INVESTMENT VEHICLES.
D/A
$15,000,000.00
Yes
$0.00
Yes
PLEASE NOTE THAT THE AMOUNT OF SALES COMMISSIONS LISTED ABOVE REPRESENTS THE AGGREGATE AMOUNT OF SALES COMMISSIONS IN RESPECT OF THE ISSUER AND THE ISSUER-S RELATED INVESTMENT VEHICLES.
D/A
$15,000,000.00
Yes
$0.00
Yes
PLEASE NOTE THAT THE AMOUNT OF SALES COMMISSIONS LISTED ABOVE REPRESENTS THE AGGREGATE AMOUNT OF SALES COMMISSIONS IN RESPECT OF THE ISSUER AND THE ISSUER-S RELATED INVESTMENT VEHICLES.
D/A
$15,000,000.00
Yes
$0.00
Yes
PLEASE NOTE THAT THE AMOUNT OF SALES COMMISSIONS LISTED ABOVE REPRESENTS THE AGGREGATE AMOUNT OF SALES COMMISSIONS IN RESPECT OF THE ISSUER AND THE ISSUER-S PARALLEL RELATED INVESTMENT VEHICLES.
D/A
$15,000,000.00
Yes
$0.00
Yes
PLEASE NOTE THAT THE AMOUNT OF SALES COMMISSIONS LISTED ABOVE REPRESENTS THE AGGREGATE AMOUNT OF SALES COMMISSIONS IN RESPECT OF THE ISSUER AND THE ISSUER-S RELATED INVESTMENT VEHICLES.
D/A
$15,000,000.00
Yes
$0.00
Yes
PLEASE NOTE THAT THE AMOUNT OF SALES COMMISSIONS LISTED ABOVE REPRESENTS THE AGGREGATE AMOUNT OF SALES COMMISSIONS IN RESPECT OF THE ISSUER AND THE ISSUER-S PARALLEL RELATED INVESTMENT VEHICLES.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$6,787,880.00
Yes
$0.00
No
AGREEMENTS WITH ABG, LLC AND J.P. MORGAN SECURITIES LLC WERE EACH TERMINATED ON APRIL 29, 2020, AND APRIL 1, 2023, RESPECTIVELY.
D/A
$15,375,616.00
No
$0.00
No
SALES COMMISSIONS REPRESENT PAYMENTS TO ALL PLACEMENT AGENTS LISTED IN THIS FORM D.
D/A
$0.00
No
$8,400,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$0.00
No
$6,300,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$0.00
Yes
$0.00
Yes
THE FIRST RECIPIENT LISTED IN ITEM 12 IS PAID A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE SECOND RECIPIENT WAS PAID A FIXED MONTHLY FEE FOR A PORTION OF 2022 BY THE INVESTMENT MGR.
D/A
$0.00
Yes
$0.00
Yes
THE FIRST RECIPIENT LISTED IN ITEM 12 IS PAID A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE SECOND RECIPIENT WAS PAID A FIXED MONTHLY FEE FOR A PORTION OF 2020 BY THE INVESTMENT MGR.
D/A
$20,109,630.00
No
$0.00
No
SALES COMMISSIONS REPRESENT PAYMENTS TO ALL PLACEMENT AGENTS LISTED IN THIS FORM D.
D/A
$0.00
Yes
$0.00
Yes
A PLACEMENT AGENT HAS BEEN RETAINED AND WILL BE APPORTIONED A PERCENTAGE OF COMMITMENTS RECEIVED BY THE ISSUER.
D/A
$0.00
No
$6,100,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$0.00
No
$8,300,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$615,926.00
Yes
$0.00
No
AGREEMENTS WITH ABG, LLC AND J.P. MORGAN SECURITIES, LLC WERE EACH TERMINATED ON APRIL 29, 2020 AND APRIL 1, 2023, RESPECTIVELY.
D
$4,633,730.00
No
$0.00
No
INCLUDES REIMBURSEMENTS OF CERTAIN EXPENSES OF THE RECIPIENT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$6,650,585.00
Yes
$0.00
No
AGREEMENT WITH ABG, LLC AND J.P. MORGAN SECURITIES LLC WERE EACH TERMINATED ON APRIL 29, 2020, AND APRIL 1, 2023, RESPECTIVELY.
D/A
$11,130,343.00
No
$0.00
No
SALES COMMISSIONS REPRESENT PAYMENTS TO ALL PLACEMENT AGENTS LISTED IN THIS FORM D.
D/A
$0.00
Yes
$0.00
Yes
THE FIRST RECIPIENT LISTED IN ITEM 12 IS PAID A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE SECOND RECIPIENT WAS PAID A FIXED MONTHLY FEE FOR A PORTION OF 2022 BY THE INVESTMENT MGR.
D/A
$0.00
Yes
$0.00
Yes
THE FIRST RECIPIENT LISTED IN ITEM 12 IS PAID A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE SECOND RECIPIENT WAS PAID A FIXED MONTHLY FEE FOR A PORTION OF 2020 BY THE INVESTMENT MGR.
D/A
$13,904,681.00
No
$0.00
No
SALES COMMISSIONS REPRESENT PAYMENTS TO ALL PLACEMENT AGENTS LISTED IN THIS FORM D.
D/A
$0.00
No
$5,800,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$0.00
No
$7,600,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
