Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
WILLIAM BLAIR
000001252
WILLIAM BLAIR + COMPANY
000001252
WILLIAM BLAIR + COMPANY
000001252
NONE
NONE
WILLIAM BLAIR + COMPANY, LLC
000001252
NONE
NONE
WILLIAM BLAIR + COMPANY L.L.C.
000001252
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$1,200,000.00
No
$0.00
No
D
$12,000,000.00
No
$0.00
No
6% OF THE AGGREGATE GROSS PROCEEDS RECEIVED BY THE COMPANY (I) UPON THE ISSUANCE OF THE WARRANTS AT CLOSING AND (II) UPON THE CASH EXERCISE OF THE COMMON WARRANTS.
D/A
$125,000.00
Yes
$0.00
Yes
D
$221,478.00
Yes
$0.00
Yes
D/A
$0.00
No
$0.00
No
D/A
$0.00
Yes
$0.00
Yes
CERTAIN INVESTORS ARE REQUIRED TO PAY (I) AN UPFRONT PLACEMENT FEE AND/OR (II) AN ONGOING ANNUAL FEE TO THE PLACEMENT AGENT.
D/A
$22,500.00
No
$0.00
No
D/A
$22,500.00
No
$0.00
No
D/A
$125,000.00
Yes
$0.00
Yes
D/A
$0.00
No
$0.00
No
D/A
$0.00
No
$0.00
No