Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
CANACCORD GENUITY LLC
000001020
CANACCORD GENUITY LLC
000001020
CANACCORD GENUITY CORP.
NONE
CANNACORD GENUITY LLC
000001020
CANNACORD GENUITY CORP.
NONE
CANACCORD GENUITY LLC
000001020
CANACCORD GENUITY CORP.
NONE
NONE
NONE
CANACCORD GENUITY LLC
000001020
CANACCORD GENUITY LLC
000001020
CANACCORD GENUITY CORP.
NONE
CANACCORD GENUITY LLC
000001020
CANACCORD GENUITY CORP.
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$152,504.00
No
$0.00
No
D
$393,732.00
Yes
$0.00
No
C$1.3694=US$1.00
D
$1,168,353.00
Yes
$0.00
No
D
$77,512.00
No
$0.00
No
NON-CASH COMPENSATION INCLUDES 32,198 AGENT WARRANTS, EACH EXERCISABLE FOR ONE COMMON SHARE AT AN EXERCISE PRICE OF C$3.30 FOR A TERM OF 30 MONTHS
D
$507,269.00
No
$0.00
No
D/A
$1,450.00
No
$0.00
No
NON-CASH COMPENSATION INCLUDED 7,812 FINDER-S WARRANTS EXERCISABLE AT C$0.30 FOR 2 YEARS. THIS AMENDMENT HAS BEEN FILED SOLELY TO CORRECT THE INFORMATION IN THIS ITEM.
D
$2,292.00
No
$0.00
No
D
$816,000.00
No
$0.00
No